Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. Worked as part of a compliance team performing various tasks in response to frequent visits and requests made by outside auditors, the FDA, and the company's consent decree obligations. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Worked with the maintenance department on a daily basis to sustain the department's production and safety on 6 packaging lines. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Perform Compliance Reviews, prepare reports and provide to management for distribution. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Regulatory Compliance Specialists make sure their clients or employers adhere to industry-specific rules. Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. Answered high volume phone calls and managed high traffic work environment, performing a variety of task. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Assisted with internal and regulatory audit inquiries and preparation. Managed day-to-day financials for Candidate Committees and Political Action Committees (PACs), including processing payroll, disbursements and receipts. Strengths in leadership with the ability to work independently and in a team environment. Completed filing and paperwork when needed Operate office machines, such as photocopiers and scanners, facsimile machines, voice mail systems and personal computers. Led a project to convert the Reqwired tracking system into Thomson's Checkpoint Learning system. Extended Duties Perform data analysis of the Bank's various lending portfolios and activities to identify trends, emerging issues, gaps for business improvement. Educated and advised registered representatives on compliance requirements primarily relating to sales practices and maintenance of books and records under SEC, FINRA and Municipal Securities Rulemaking Board as well as company policies. A bachelor’s degree in Accounting, finance or business is compulsory, large companies require more education. Performed audits in Salesforce and other platforms to ensure policy and procedure guidelines were met. BUILD MY RESUME. Submitted marketing materials via HPMS for CMS approval. Assist the Chief Compliance Officer and BSA Manager with audits and regulatory relationships and assist with regulatory request during examinations. Worked with program management team to ensure all national vendor requirements were met, Monitored continuing program compliance for over 3,000 units in five states. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. Conducts research, track compliance training and review all marketing materials utilizing basic regulatory framework and general regulatory and internal controls. Proficient in Microsoft Office Tools, i.e. Skills : Microsoft Office, Oracle, Administrative Support, Human Resources, Peoplesoft, Taleo. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … Interested and willing to advance in the IT Field. Created daily compliance tracking system and department audits resulting in company savings of $450,000 annually. Compliance Specialist defined and explained. Composed letters to consumers explaining the complaint investigation findings. Provided FDA compliance oversight to the Human Resources, Sales Force, and Sales Operations departments. This is one of the hundreds of Corporate Compliance Specialist resumes … Headline : To obtain a position utilizing my strong communication skills, customer service expertise, and operational excellence, while continuing growth and contributing to the profitability of the organization. Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … I also have experience in policy and procedure review, Six Sigma process reviews, project management, and MS Office applications. Monitored projects and regulatory agencies reporting requirements. Objective : Hardworking, determined, recent MBA graduate from Lehigh University pursuing a part-time, work-from-home position utilizing the skills learned in both the academic and professional environment. And created stickers to customer 's specifications using Bar Tender and SPS Commerce software require more education Etiquette, service. Ups for compliance orders on key compliance initiatives, meetings, and Risk Management and MSRB reports.... 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